Experienced Securities Litigator
Lawyer with over twenty years securities litigation experience at Wall Street's top firms representing issuers, broker-dealers, officers and directors, registered representatives, investment funds, and fund managers in investigations and enforcement proceedings before the SEC and FINRA and related civil litigation in federal and state courts and arbitration proceedings.
Particular expertise in litigating claims brought under Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 related to highly complex transactions, Nasdaq market-making, equities and options clearing, derivatives, and mortgage-backed securities.
Clients receive sophisticated legal services in a small-firm setting, working directly with the seasoned attorney they have retained. Creative, cost-effective solutions are delivered through individually tailored strategies and the highest level of client care.
Particular expertise in litigating claims brought under Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 related to highly complex transactions, Nasdaq market-making, equities and options clearing, derivatives, and mortgage-backed securities.
Clients receive sophisticated legal services in a small-firm setting, working directly with the seasoned attorney they have retained. Creative, cost-effective solutions are delivered through individually tailored strategies and the highest level of client care.
